DISCLOSURES

Warranties & Disclaimers

There are no warranties implied.

Richard P. Slaughter Associates, Inc. (“RPSAI”) is a registered investment adviser located in Austin, Texas. RPSAI may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. RPSAI’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of RPSAI’s web site on the Internet should not be construed by any consumer and/or prospective client as RPSAI’s solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by RPSAI with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of RPSAI, please contact the state securities regulators for those states in which RPSAI maintains a registration filing. A copy of RPSAI’s current written disclosure statement discussing RPSAI’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from RPSAI upon written request. RPSAI does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to RPSAI’s web site or incorporated herein and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.

Awards & Recognitions

InvestmentNews Best Places to Work for Financial Advisers

Richard P. Slaughter Associates, Inc. (RPSAI) was nominated for (and won) this award from InvestmentNews. RPSAI did not make any solicitation payments to any of the award sponsors in exchange for nomination or qualification for the award. The basis for the award is available by accessing the award sponsor’s web page: https://bestplacesforadvisers.com/.

Austin Business Journal Best Places to Work

Richard P. Slaughter Associates, Inc. (RPSAI) was nominated for (and won) this award from the Austin Business Journal. RPSAI did not make any solicitation payments to any of the award sponsors in exchange for nomination or qualification for the award. Eligible companies include local companies that employ at least 10 employees in the six-county Central Texas area not including seasonal, per diem, or temporary employees, independent contractors, consultants, or anyone with more than a 5% ownership in the company. Employees for nominated companies were then encouraged to participate in a confidential online survey hosted by Quantum Workplace. Awarded companies were honored based on survey responses for having the best climate, atmosphere, and employee engagement through six key dimensions: communication and resources, individual needs, manager effectiveness, personal engagement, team dynamics, and trust in leadership.