Liam Toohey

Education and Certifications

• Bachelor of Science in Business Administration with a concentration in Marketing from San Jose State University
• CERTIFIED FINANCIAL PLANNER^® professional
• Accredited Asset Management Specialist^SM  by the College for Financial Planning
• Series 65 securities license

Expertise

As an Investment Operations Analyst, Liam brings meticulous attention to detail and a process-oriented approach to managing the tactical investment needs of clients. During his time at Richard P. Slaughter Associates, he has developed diverse experience across operations, drawing from his time as an Associate Wealth Coordinator to his current focus on trading and investment analysis.

Liam specializes in executing strategic trades that align with each client’s investment models and risk targets, carefully considering tax and other implications throughout the process. Whether placing trades for new client contributions, tactically freeing up cash for withdrawals while maintaining target allocations, or analyzing appreciated assets for optimal charitable giving strategies, he ensures every transaction is executed precisely. His process-driven methodology and commitment to accuracy ensure that all investment operations are handled with the consistency and precision that clients rely on.

Things to know about Liam

What role does technology play in modern investment management?

“Advancing technology allows our team to provide more robust and diverse offerings to our clients as we leverage the new tools available to us. As technology advances, we are able to scale new investments that otherwise were out of reach based on their complexity to initiate.”

What is on my ‘bucket list’ for places to go?

“Australia and New Zealand.”